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A collection of news and information related to Securities published by this site and its partners.

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    May 25, 2011 |Story| Chicago Breaking Business
  1. May 22, 2013 |Story| Reuters
  2. TREASURIES-U.S. bond prices firm before Bernanke testimony

    Reuters
    * Investors to focus on Bernanke's remarks before Congress * FOMC minutes may offer more clues on future of QE3 * Fed to buy up to $1.75 bln in long-dated Treasuries * U.S. existing home sales seen edging up in April By Richard Leong NEW YORK, May 22...

    Tags: Mortgages, Federal Reserve, Economy, Business and Finance, Money and Monetary Policy, Ben Bernanke

  3. May 21, 2013 |Story| Reuters
  4. Prosecutors consider using racketeering law against SAC: source

    Reuters
    NEW YORK (Reuters) - Prosecutors are considering charging Steven A. Cohen's SAC Capital Advisors as a criminal enterprise engaged in a long pattern of insider trading in stocks, according to a person familiar with the matter. Prosecutors may use the...

    Tags: Mutual Funds, Manhattan (New York City), Laws, Prisons, Finance

  5. May 21, 2013 |Story| Reuters
  6. US court studies wiretaps in ex-Goldman director's insider case

    Reuters
    * Rajat Gupta says wiretaps improperly admitted at trial * Gupta's 2-year prison term on hold while he appeals * 2nd Circuit panel hears oral arguments in appeal By Nate Raymond NEW YORK, May 21 (Reuters) - Lawyers for former Goldman Sachs Group Inc...

    Tags: Mutual Funds, Warren Buffett, Lawyers, Rajat Gupta, Prisons

  7. May 21, 2013 |Story| Reuters
  8. U.S. court studies wiretaps in ex-Goldman director's insider case

    Reuters
    NEW YORK (Reuters) - Lawyers for former Goldman Sachs Group Inc board member Rajat Gupta sought to reverse his insider-trading conviction on Tuesday, arguing that wiretap evidence used by the prosecution should not have been introduced at trial....

    Tags: Mutual Funds, Warren Buffett, Lawyers, Rajat Gupta, Prisons

  9. May 21, 2013 |Story| Reuters
  10. Wall St. watchdog to review broker bonus disclosure plan in July

    Reuters
    By Suzanne Barlyn WASHINGTON, May 21 (Reuters) - Wall Street's watchdog will present a plan to its board in July that would require brokers to tell certain clients about compensation they receive when they switch firms, the regulator's chief said on...

    Tags: Computing and Information Technology Industry, Media Industry, Financial Markets, Economy, Business and Finance, Finance

  11. May 21, 2013 |Story| Reuters
  12. Wall Street watchdog to review broker bonus disclosure plan in July

    Reuters
    WASHINGTON (Reuters) - Wall Street's watchdog will present a plan to its board in July that would require brokers to tell certain clients about compensation they receive when they switch firms, the regulator's chief said on Tuesday. Richard Ketchum,...

    Tags: Computing and Information Technology Industry, Media Industry, Financial Markets, Economy, Business and Finance, Finance

  13. May 21, 2013 |Story| Reuters
  14. U.S. CFTC watchdog faults Gensler for recusal from MF Global probe

    Reuters
    By Sarah N. Lynch and Douwe Miedema WASHINGTON, May 21 (Reuters) - The chairman of the U.S. derivatives regulator made a questionable call when he chose to distance himself from probing the demise of futures broker MF Global, the agency's internal...

    Tags: CME Group Inc., U.S. Senate Committee on Banking, Housing, and Urban Affairs, Financial Markets, Religion and Belief, Republican Party

  15. May 21, 2013 |Story| Reuters
  16. Dimon clings to JPMorgan chairman title, after fight

    Reuters
    TAMPA, Florida (Reuters) - Jamie Dimon, chairman and chief executive of JPMorgan Chase & Co took an unusual step to fight off investors seeking more oversight of his activities - he hinted he might quit. And it worked. At the bank's annual meeting on...

    Tags: Florida Gators, Financial Markets, Finance, Honeywell International Incorporated, Elections

  17. May 21, 2013 |Story| South Florida Sun-Sentinel
  18. Lawyer convicted in multimillion-dollar stock fraud case

    A Boca Raton lawyer was found guilty Monday for his role in a five-year, multimillion-dollar stock market manipulation and fraud scheme, according to acting Assistant U.S. Attorney General Mythili Raman. Attorney Mitchell J. Stein, 53, was convicted...

    Tags: Crime, Law and Justice, Lawyers, Prosecution, Justice System, U.S. Securities and Exchange Commission

  19. May 21, 2013 |Story| Reuters
  20. Ex-strategist can sue UBS as whistleblower: U.S. judge

    Reuters
    NEW YORK (Reuters) - UBS AG lost a bid Tuesday to dismiss a whistle-blower lawsuit by a former commercial mortgage-backed securities strategist who said he was fired for refusing to publish misleading research reports. U.S. District Judge Jesse Furman in...

    Tags: Manhattan (New York City), Mortgages, Financial Markets, Laws, U.S. Congress

  21. May 20, 2013 |Story| Reuters
  22. JPMorgan, under pressure, gives polling information to investors

    Reuters
    By Karen Freifeld and David Henry May 20 (Reuters) - JPMorgan Chase & Co, under pressure from the New York Attorney General's office, has agreed to give investors information about upcoming ballot votes, after the company that collects votes on the...

    Tags: Crime, Law and Justice, JPMorgan Chase & Co., Lawyers, Financial Markets, Economy, Business and Finance

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