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A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

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    May 18, 2013 |Story| McClatchy-Tribune
  1. Q&A: Tampa lawyer Chris Cutler

    Tampa Bay Times, St. Petersburg, Fla.
    A dozen years ago, lawyer Chris Cutler was among a small group of Securities and Exchange Commission staffers examining the books of relatively unknown Texas energy company Enron Corp. "When the SEC opened its investigation, three of us started going at...

    Tags: Lou Pearlman, Tampa, Saint Petersberg (Russia), Criminals, Prosecution

  2. May 18, 2013 |Story| McClatchy-Tribune
  3. ZeekRewards reimbursement claims can now be filed

    Winston-Salem Journal, N.C.
    Participants in ZeekRewards.com can begin filing online claims for reimbursement related to the alleged Ponzi scheme also involving Rex Venture Group LLC. Participants must use the court-approved claims process to be included. Rex Venture, ZeekRewards....
  4. May 18, 2013 |Story| McClatchy-Tribune
  5. Despite setback, U.S. Rep. Tim Walz continues push for transparency

    Star Tribune
    When President Obama signed the STOCK Act into law last spring, the legislation co-sponsored by U.S. Rep. Tim Walz that explicitly banned insider trading by congressional members and government employees was hailed by watchdog groups as one of the most...

    Tags: U.S. Congress, Career and Workplace, U.S. Department of Justice, National Government, Lobbying

  6. May 18, 2013 |Story| McClatchy-Tribune
  7. Big banks provide cash for payday loans

    Star Tribune
    Fast cash is a few clicks away for Minnesotans at the popular CashNetUSA website, where a two-week loan for $100 carries an annual percentage rate of about 390 percent. To many critics, the terms are outrageous and usurious. But they are typical in...

    Tags: U.S. Consumer Financial Protection Bureau, Consumers, Loans, Office of the Comptroller of the Currency, U.S. Bancorp

  8. May 17, 2013 |Story| Reuters
  9. SEC asked to review shareholder voting rules over JPMorgan move

    The Council of Institutional Investors, which represents managers of pensions, endowments, and foundations with more than $3 trillion of assets total, has asked the Securities and Exchange Commission to review rules for shareholder voting.
    Reuters
    The Council of Institutional Investors, which represents managers of pensions, endowments, and foundations with more than $3 trillion of assets total, has asked the Securities and Exchange Commission to review rules for shareholder voting. The council,...

    Tags: AFSCME, Tampa, JPMorgan Chase & Co., Pension and Welfare, Securities

  10. May 17, 2013 |Column| Allentown Morning Call
  11. Goldman Sachs wins even when muzzled by the feds

    Almost three years ago, when Goldman Sachs Group Inc. paid $550 million to settle fraud accusations by the Securities and Exchange Commission, one of the claims was that Goldman misled the bond-insurer ACA Financial Guaranty Corp. in a horribly complex...

    Tags: Prosecution, Justice System, Guaranty Corporation, Politics, Crime, Law and Justice

  12. May 17, 2013 |Story| Reuters
  13. NYSE cancels irregular trades in Anadarko stock - Bloomberg

    Reuters
    May 17 (Reuters) - The New York Stock Exchange canceled trades in Anadarko Petroleum Corp after a blip in trading cut the market value of the company by 99 percent, according to a report in Bloomberg. Trading in the shares of the $45.15 billion company...

    Tags: Financial Markets, Petroleum Industry, Anadarko Petroleum Corporation, NYSE Euronext, Inc., Stock Market

  14. May 17, 2013 |Story| Reuters
  15. Investor group calls on SEC to review change in JPMorgan voting

    Reuters
    NEW YORK (Reuters) - Pension and endowment managers on Friday called on U.S. regulators to review the rules for shareholder voting after a firm collecting ballots for JPMorgan Chase & Co cut off the bank's opponents from polling information. The...

    Tags: AFSCME, Tampa, Pension and Welfare, JPMorgan Chase & Co., Securities

  16. May 18, 2013 |Story| McClatchy-Tribune
  17. Thailand's asset management sector ranked No 3 in world

    The Nation, Bangkok, Thailand / Asia News Network
    BANGKOK (The Nation/ANN) -- Thailand's asset-management industry has been voted third-best in the world, according to a global investor survey revealed by the Securities and Exchange Commission. Thailand follows the United States and South Korea in...

    Tags: Thailand, Germany, Economy, Business and Finance, Personal Finance, Media Industry

  18. May 17, 2013 |Story| Reuters
  19. SAC Capital won't fully cooperate with government: letter

    Reuters
    NEW YORK (Reuters) - Steven A. Cohen's hedge fund SAC Capital Advisors told investors on Friday it would no longer cooperate "unconditionally" with the U.S. government's insider trading investigation. In a brief letter to investors, the $15 billion hedge...

    Tags: Zuckerman Spaeder LLP, Securities, Prosecution, Michael Steinberg, CR Intrinsic Investors, LLC

  20. May 17, 2013 |Story| Reuters
  21. House votes for more scrutiny of economic impact of SEC rules

    Reuters
    WASHINGTON (Reuters) - A divided House of Representatives on Friday passed a Republican-sponsored bill that would force federal securities regulators to conduct more economic analysis before adopting rules for Wall Street. The bill, which is not expected...

    Tags: U.S. Congress, Scott Garrett, Politics, Crime, Law and Justice, U.S. Chamber of Commerce

  22. May 17, 2013 |Story| Hartford Courant
  23. Aetna Shareholders Vote Down Measures To Change Board Leadership, Further Disclose Political Spending

    The Hartford Courant
    A few Aetna Inc. shareholders took the health insurer to task Friday morning during an annual meeting in Tampa, Fla., over the way it structures its board leadership, how it discloses political spending and the manner in which it ran the annual meeting....

    Tags: Tampa, Corporate Officers, Shareholders, New York City, Aetna Inc.

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